REPORTS

Broker Dealer FX Compliance

You already have a robust AML/KYC workflow for your securities and wealth management business. However, your trading desk now wants to offer FX & Cross Border Payments which requires specialized workflows.

Key Benefits

  • Get clients trading with 3x faster onboarding time
  • Don’t bloat headcount with 1K+ FX customers per compliance officer
  • Adhere to P&P’s with 100% data integrity

Summary

Kooltra offers an end-to-end broker-dealer FX compliance solution that will enable you to efficiently and effectively:

  1. Onboard FX Customers
  2. Monitor transaction risk
  3. Report transactions and derivatives to regulators
  4. Track segregated funds
  5. Automate critical workflows
  6. Monitor your compliance operations in real-time
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